Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Mancebo is a financial professional with over 20 years of experience in the industry. Joseph is currently registered with National Financial Services LLC and holds licenses for Series 6, 7, 24 and 63 as well as the SIE exam. Previously, Joseph was registered with Fidelity Brokerage Services LLC and Hightower Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
02/02/2018 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
01/22/2016 - 01/22/2018
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
07/31/2015 - 01/06/2016
HIGHTOWER SECURITIES, LLC (Providence RI)
RI
06/25/2014 - 07/31/2015
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
01/29/2007 - 05/29/2014
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
12/19/2006 - 01/29/2007
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
09/26/2000 - 10/24/2005
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 01/22/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2006
Series 7 - General Securities Representative Examination
BC
Issued 09/25/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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