Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Alan Sexton is a financial advisor with over 25 years of experience in the industry. Currently, Joseph is a registered representative with Stifel, Nicolaus & Company, Inc. Prior to joining Stifel, Nicolaus & Company, Inc., Joseph was a registered representative with Sterne, Agee & Leach, Inc. and Bear, Stearns & Co. Inc. among other firms. Joseph has a broad range of experience and specializes in providing investment advice to individuals, corporations, and other businesses, high-net-worth individuals, insurance companies, charitable organizations, pooled investment vehicles, and banking or thrift institutions. Joseph also offers a variety of financial planning services, including portfolio management, pension consulting, and educational seminars. Joseph is committed to providing his clients with the highest level of service and personalized advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
10/22/2013 - Present
Stifel, Nicolaus & Company, Inc. (BIRMINGHAM AL)
AL
09/08/2008 - 10/31/2013
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
TN
07/09/2007 - 06/06/2008
BEAR, STEARNS & CO. INC. (MEMPHIS TN)
TN
08/15/2005 - 05/04/2007
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
NY
01/10/2000 - 08/22/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
AL
12/16/1998 - 01/14/2000
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
NY
08/08/1995 - 12/13/1997
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BC
Issued 03/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/22/1996
Series 52 - Municipal Securities Representative Examination
BC
Issued 08/07/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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