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Joseph Alan Hickman

Foreside Fund Services, LLC

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About Joseph Alan Hickman

Joseph Hickman is a financial professional who is currently employed by Foreside Fund Services, LLC. Joseph has been in the industry since October 5, 2010. Joseph has Series 7, Series 55, and SIE licenses as well as Series 63. Joseph is registered in 46 states, and the District of Columbia. Previously, Joseph was employed by W. H. Reaves & Co., Inc.

Firm Information

Joseph Hickman is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Hickman’s Registration & Firm History

NJ

01/13/2020 - Present

Foreside Fund Services, LLC (Jersey City NJ)

NJ

01/13/2010 - 04/22/2019

W. H. REAVES & CO., INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 02/10/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/12/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Alan Hickman.
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