Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Alan Currier is a financial advisor with UBS Financial Services Inc. Joseph has been in the financial services industry since 1980. Joseph holds Series 3, 7, and 63 securities licenses as well as a Series 65 Investment Advisor license. Joseph currently works out of the UBS Financial Services Inc. office in Crested Butte, CO. Before joining UBS Financial Services Inc. Joseph was a registered representative with J.P. Morgan Securities Inc., Hambrecht & Quist LLC, BT ALEX. BROWN INCORPORATED, ALEX. BROWN & SONS INCORPORATED, LEHMAN BROTHERS INC., PRUDENTIAL-BACHE SECURITIES INC., KIDDER, PEABODY & CO. INCORPORATED, QUINN & CO., INC., RICHEY, FRANKEL & COMPANY, and DREXEL BURNHAM LAMBERT INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CO
02/16/2005 - Present
UBS Financial Services Inc. (CRESTED BUTTE CO)
NY
02/01/2000 - 06/13/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CA
07/12/1999 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
MD
09/01/1997 - 06/07/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
01/01/1993 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NY
02/28/1990 - 12/07/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/20/1983 - 03/05/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
10/06/1982 - 10/18/1983
KIDDER, PEABODY & CO. INCORPORATED
NA
01/26/1982 - 10/26/1982
QUINN & CO., INC.
NA
04/02/1981 - 01/17/1982
RICHEY, FRANKEL & COMPANY
NA
09/23/1980 - 04/27/1981
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 06/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1987
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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