Unclaimed
Joseph Casper is a financial advisor with Santander US Capital Markets LLC. Joseph has been in the securities industry since 2011. Joseph is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 63, 24, SIE, and 7 licenses. Joseph is also registered in 21 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/14/2014 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
03/25/2013 - 10/14/2014
AMHERST SECURITIES GROUP, L.P. (NEW YORK NY)
NY
10/01/2008 - 03/05/2010
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/02/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/31/2008 - 06/02/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 04/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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