Unclaimed
Joseph Alan Buff is a financial advisor who has been in the industry for over 10 years. Joseph is currently registered with Farmers Financial Solutions, LLC and is licensed to sell securities in Alabama. Joseph has passed the Securities Industry Essentials Examination (SIE), the Series 6 and the Series 63 examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
10/29/2013 - Present
Farmers Financial Solutions, LLC (CHELSEA AL)
BC
Issued 11/26/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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