Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Adrian Gelb is a securities professional with experience in the financial industry. Joseph has passed the General Securities Principal Examination (Series 24), Securities Trader Exam (Series 57TO), and Securities Industry Essentials Examination (SIE) and is currently registered with Peak6 Capital Management LLC. Joseph's registration began on 10/30/2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/30/2020 - Present
Peak6 Capital Management LLC (New York NY)
BC
Issued 01/09/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/30/2020
Series 57TO - Securities Trader Exam
BC
Issued 07/15/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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