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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph adelbert? Claim Your ProfileJoseph adelbert Ligaya is an Investment Advisor Representative with Fidelity Personal And Workplace Advisors. Joseph adelbert Ligaya has been working in the financial industry since 2007. Joseph adelbert Ligaya has worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., LASALLE FINANCIAL SERVICES, INC., CITIGROUP GLOBAL MARKETS INC., and CHASE INVESTMENT SERVICES CORP. before joining Fidelity Personal And Workplace Advisors. Joseph adelbert Ligaya is registered with the Financial Industry Regulatory Authority (FINRA) and has passed the Series 6, 7, 9, 63, and 65 exams. Joseph adelbert Ligaya specializes in providing financial planning, educational seminars, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
08/06/2018 - Present
Fidelity Personal AND Workplace Advisors (HIGHLAND PARK IL)
IL
10/23/2009 - 06/29/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAK BROOK IL)
IL
10/24/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHICAGO IL)
IL
03/04/2008 - 10/24/2008
LASALLE FINANCIAL SERVICES, INC. (SKOKIE IL)
IL
01/08/2008 - 03/10/2008
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
IL
09/29/2005 - 04/25/2007
CHASE INVESTMENT SERVICES CORP. (WINNETKA IL)
IA
Issued 12/21/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2010
Series 7 - General Securities Representative Examination
BC
Issued 09/28/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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