Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Lavorgna is a financial professional with over 25 years of experience in the industry. Joseph is currently registered with Smbc Nikko Securities America, Inc. in New York. Joseph has held previous roles with Natixis Securities Americas LLC and Deutsche Bank Securities Inc. Joseph holds the Series 7, Series 63, and SIE licenses. Joseph is registered in 51 states and the District of Columbia. Joseph is experienced in the financial services industry and has a deep understanding of the markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/30/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
02/24/2021 - 09/01/2022
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
10/10/2017 - 04/07/2020
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
04/18/1997 - 09/25/2017
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
10/05/1995 - 04/11/1997
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 02/15/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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