Unclaimed
Joseph Abramo Musumeci is a financial advisor with Raymond James & Associates, Inc. Joseph has been in the industry since 2004 and holds a Series 7, 63 and 65 license. Joseph has worked with RBC Capital Markets, LLC, J. B. Hanauer & Co., Oppenheimer & Co. Inc. and Brookstreet Securities Corporation in the past. Joseph is registered in Florida, New Jersey, New York and Ohio. Raymond James & Associates, Inc. is a financial services firm headquartered in St. Petersburg, Florida with over 7,700 financial advisors. The firm provides a variety of financial services including investment management, financial planning, insurance and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/31/2011 - Present
Raymond James & Associates, Inc. (Weston FL)
FL
10/09/2009 - 04/01/2011
RBC CAPITAL MARKETS, LLC (PLANTATION FL)
FL
07/29/2004 - 10/09/2009
J. B. HANAUER & CO. (PLANTATION FL)
NY
02/27/2004 - 03/10/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
CA
08/28/2003 - 02/19/2004
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
IA
Issued 10/27/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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