Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Garcia is a financial advisor with over 10 years of experience in the industry. Joseph is registered with J.p. Morgan Securities LLC and has offices in Las Vegas, NV and is also registered in TX as a resident advisor. Prior to joining J.p. Morgan Securities LLC, Joseph worked for CHASE INVESTMENT SERVICES CORP. in Las Vegas, NV from 2010 to 2012. Joseph is licensed to offer investment advisory services in 20 states including Arizona, California, Colorado, Florida, Georgia, Idaho, Illinois, Minnesota, Nevada, New Jersey, New Mexico, New York, Oregon, Pennsylvania, Texas, Utah, Virginia, and Washington. Joseph is also a Series 6, 7, 63, and 65 licensed financial advisor, and has the Securities Industry Essentials Examination (SIE) license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NV
07/02/2020 - Present
J.p. Morgan Securities LLC (LAS VEGAS NV)
NV
01/01/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LAS VEGAS NV)
IA
Issued 12/17/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/29/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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