Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Aaron Matthew Jr. is an Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Joseph has been working in the financial services industry for over 25 years, and has extensive experience in portfolio management for individuals and businesses. Joseph is also a member of the CCSU Foundation Investment Committee, where he contributes to the strategic direction and oversight of the foundation's investment portfolio. Joseph is dedicated to providing personalized investment advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
08/07/2020 - Present
Wells Fargo Clearing Services, LLC (NEW HAVEN CT)
CT
06/01/2009 - 08/06/2020
MORGAN STANLEY (NEW HAVEN CT)
CT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW HAVEN CT)
CT
07/23/2004 - 04/02/2007
MORGAN STANLEY DW INC. (NEW HAVEN CT)
MO
07/01/2003 - 07/26/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/23/1995 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 08/22/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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