Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph A. Wheeler is a financial advisor with over 15 years of experience in the financial services industry. Joseph is currently registered with Independent Financial Partners and is licensed to provide financial advice in Arizona, Connecticut, Florida, Georgia, Kansas, Maine, Massachusetts, Michigan, New Hampshire, New York, Ohio, Pennsylvania, South Carolina, Texas, and Washington. Joseph also holds the Series 6, 7, and 66 securities licenses, as well as the SIE exam. Prior to joining Independent Financial Partners, Joseph was employed with Cambridge Investment Research, Inc., Morgan Stanley Smith Barney, Chase Investment Services Corp., and Banc One Securities Corporation. Joseph offers a variety of financial services to individuals, families, and businesses, including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under advisement
1
2
FL
07/13/2018 - Present
Independent Financial Partners (TAMPA FL)
FL
06/13/2012 - 07/13/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (Maitland FL)
OH
08/02/2010 - 07/12/2012
MORGAN STANLEY SMITH BARNEY (AKRON OH)
OH
07/06/2005 - 02/23/2006
CHASE INVESTMENT SERVICES CORP. (DAYTON OH)
IL
09/14/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 10/01/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2010
Series 7 - General Securities Representative Examination
BC
Issued 09/13/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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