Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Rogers is a financial professional with experience in the securities industry. Joseph is currently registered with Performance Trust Capital Partners, LLC, and has previously been registered with BMO Capital Markets Corp., and Credit Suisse Securities (USA) LLC. Joseph holds Series 3, 7, 55, 57TO, and SIE licenses and is registered with the states of Alaska, Arizona, California, Colorado, Hawaii, Idaho, Illinois, Montana, Nevada, North Dakota, Oregon, South Dakota, Utah, Washington, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
03/01/2021 - Present
Performance Trust Capital Partners, LLC (CHICAGO IL)
IL
06/07/2017 - 03/01/2020
BMO CAPITAL MARKETS CORP. (CHICAGO IL)
IL
08/13/2014 - 06/08/2017
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
BC
Issued 08/16/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/22/2014
Series 3 - National Commodity Futures Examination
BC
Issued 08/12/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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