Unclaimed
Joseph Rocco is a financial professional with over 6 years of experience in the financial services industry. Joseph is a Series 24, Series 7TO, Series 3 and SIE licensed professional. Joseph is currently registered with Blackstone Securities Partners LP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/15/2021 - Present
Blackstone Securities Partners LP (NEW YORK NY)
BC
Issued 03/15/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/15/2021
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/01/2015
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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