Unclaimed
Joseph Prestigiacomo is a financial advisor who is registered with both the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Joseph has been in the industry since 2012, working with clients like high net worth individuals, individuals other than high net worth, corporations, charitable organizations, trusts and pension plans. Joseph currently works with RFG Advisory, LLC, a registered investment advisor based in Vestavia Hills, AL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
08/19/2022 - Present
RFG Advisory, LLC (VESTAVIA HILLS AL)
NY
08/17/2018 - 08/19/2022
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (Pittsford NY)
NY
06/22/2012 - 08/30/2018
AXA ADVISORS, LLC (ROCHESTER NY)
BOTH
Issued 08/09/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/09/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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