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Joseph A Falzone

Pruco Securities, LLC

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About Joseph A Falzone

Joseph A. Falzone is a financial advisor with over 15 years of experience in the industry. Joseph is currently registered with Pruco Securities, LLC in Georgia and has previously been registered with Truist Investment Services, Inc. and BB&T Securities, LLC. Joseph is a Series 6, 7, 26, 63, and 66 licensed professional. Joseph Falzone provides financial services to individuals, high-net-worth individuals, corporations or other businesses, and trusts and estates. Joseph is committed to helping clients reach their financial goals.

Firm Information

Joseph Falzone is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Joseph Falzone’s Registration & Firm History

GA

06/06/2022 - Present

Pruco Securities, LLC (ATLANTA GA)

GA

05/10/2013 - 02/28/2022

TRUIST INVESTMENT SERVICES, INC. (ALPHARETTA GA)

VA

12/09/2019 - 02/17/2021

BB&T SECURITIES, LLC (RICHMOND VA)

GA

01/17/2007 - 04/23/2013

WELLS FARGO ADVISORS, LLC (DULUTH GA)

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Licenses & Designations

BOTH

Issued 11/10/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/02/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/17/2017

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/2010

Series 7 - General Securities Representative Examination

BC

Issued 01/16/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph A Falzone.
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