Unclaimed
Joseph Cummings is a financial professional who works as a registered representative at Park Avenue Securities LLC. Joseph has been in the financial industry since June 2021. Joseph Cummings is licensed to conduct business in Iowa, Kansas, Missouri, and Nebraska. Joseph currently holds the following licenses: Series 63, Series 6TO, and SIE. Joseph is also licensed to sell investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
06/02/2021 - Present
Park Avenue Securities LLC (OVERLAND PARK KS)
BC
Issued 07/25/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/05/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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