Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Cobb is an investment advisor representative with Cetera Investment Advisers LLC. Joseph has been in the securities industry since January 31, 2014. Joseph has been registered with Cetera Investment Advisers LLC since July 2, 2019. Prior to that, Joseph was registered with W&S Brokerage Services, Inc., Charles Schwab & Co., Inc., NBC Securities, Inc., PNC Investments, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Princor Financial Services Corporation. Joseph has a Series 6, Series 7 and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
07/02/2019 - Present
Cetera Investment Advisers LLC (BIRMINGHAM AL)
NC
05/17/2018 - 07/10/2019
W&S BROKERAGE SERVICES, INC. (CONCORD NC)
AL
05/04/2017 - 04/23/2018
CHARLES SCHWAB & CO., INC. (BIRMINGHAM AL)
AL
12/11/2014 - 03/17/2015
NBC SECURITIES, INC. (OPELIKA AL)
AL
10/15/2014 - 11/19/2014
PNC INVESTMENTS (BIRMINGHAM AL)
AL
11/26/2012 - 10/22/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BIRMINGHAM AL)
AL
11/02/2011 - 12/21/2012
PRINCOR FINANCIAL SERVICES CORPORATION (BIRMINGHAM AL)
BC
Issued 06/01/2018
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/17/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2012
Series 7 - General Securities Representative Examination
BC
Issued 11/01/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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