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Joseph a Alton Hawes

Capital Advisors, Inc.

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About Joseph a Alton Hawes

Joseph A. Hawes is a registered investment advisor representative with Capital Advisors, Inc. Joseph has been in the financial services industry since 1986. Joseph has held several positions at firms including UBS Financial Services Inc., Rotan Mosle Inc. and Quasar Distributors, LLC. Joseph is registered with the state of Oklahoma and Texas. Joseph's experience and education make him an excellent choice for individuals and families seeking financial advice.

Firm Information

Joseph a Hawes is currently registered with Capital Advisors, Inc.. Capital Advisors, Inc. is an investment advisor based in Tulsa, Oklahoma. The firm provides financial planning, selection of other advisors, and portfolio management services to high-net-worth individuals, individuals other than high-net-worth, corporations, and other businesses, investment companies, charitable organizations, and pension and profit sharing plans. The firm has over $5.5 billion in regulatory assets under management.
Capital Advisors, Inc.

2222 SOUTH UTICA PLACE

TULSA, OK 74114

$5.50B

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph a Hawes’s Registration & Firm History

OK

11/07/2022 - Present

Capital Advisors, Inc. (TULSA OK)

ME

01/02/2018 - 12/31/2018

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

OK

01/01/1991 - 05/03/2016

UBS FINANCIAL SERVICES INC. (TULSA OK)

NA

05/22/1986 - 01/01/1991

ROTAN MOSLE INC.

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Licenses & Designations

IA

Issued 01/03/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/05/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/13/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Joseph a Alton Hawes.
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