Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Josefina? Claim Your ProfileJosefina Sandoval is a financial advisor with Principal Securities, Inc. Josefina has been in the securities industry since 2001. Josefina holds several licenses including Series 4, 7, 24, 52TO, 53 and 66 and provides services including financial planning, portfolio management, and educational seminars. Josefina's previous experience includes Cetera Advisor Networks LLC, MB Trading, and National Planning Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
09/09/2022 - Present
Principal Securities, Inc. (DES MOINES IA)
CA
10/03/2002 - 08/19/2022
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
01/24/2002 - 09/13/2002
MB TRADING (EL SEGUNDO CA)
CA
11/12/2001 - 01/15/2002
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
BOTH
Issued 07/29/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/20/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/08/2008
Series 4 - Registered Options Principal Examination
BC
Issued 08/03/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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