Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Josef carol? Claim Your ProfileJosef carol Guevarra is a financial professional with over 10 years of experience in the securities industry. Josef carol currently works at PNC Capital Markets LLC in Grand Rapids, MI. Prior to this role, Josef carol was employed at MIZUHO SECURITIES USA LLC in Los Angeles, CA. Josef carol is registered with FINRA and holds Series 63, SIE and Series 79 licenses. Josef carol is also registered as a broker-dealer in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MI
03/25/2022 - Present
PNC Capital Markets LLC (GRAND RAPIDS MI)
CA
11/05/2011 - 08/26/2021
MIZUHO SECURITIES USA LLC (LOS ANGELES CA)
BC
Issued 11/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
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FINRA
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