Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Valdez is a financial advisor with over 10 years of experience in the industry. Jose is currently registered with Wells Fargo Clearing Services, LLC. Jose has been registered with Wells Fargo Clearing Services, LLC since May 2017. Prior to that, Jose was registered with J.P. Morgan Securities LLC, Chase Investment Services Corp., Banc of America Investment Services, Inc. and Wells Fargo Investments, LLC. Jose holds the Series 7 and Series 66 securities licenses. Jose is also registered to provide investment advisory services in Arizona, California, Florida, Georgia, Illinois, Nebraska, Nevada, New Jersey, Tennessee, Texas and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/08/2017 - Present
Wells Fargo Clearing Services, LLC (IRVINE CA)
CA
10/01/2012 - 05/18/2017
J.P. MORGAN SECURITIES LLC (GARDEN GROVE CA)
CA
05/14/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (GARDEN GROVE CA)
CA
09/29/2008 - 03/26/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (RIVERSIDE CA)
CA
11/30/2007 - 10/07/2008
WELLS FARGO INVESTMENTS, LLC (ONTARIO CA)
BOTH
Issued 12/11/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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