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Jose V Mazariegos zuniga

Bofa Securities, Inc.

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About Jose V Mazariegos zuniga

Jose V Mazariegos zuniga is a financial advisor who has been in the industry since 2004. Jose is currently registered with Bofa Securities, Inc. in Milwaukee, WI, where Jose provides research-related services to clients. Previously, Jose worked at Regions Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Jose Mazariegos zuniga is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Jose Mazariegos zuniga’s Registration & Firm History

WI

04/04/2023 - Present

Bofa Securities, Inc. (MILWAUKEE WI)

FL

02/02/2016 - 04/06/2017

REGIONS SECURITIES LLC (ORLANDO FL)

NY

02/04/2004 - 06/08/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/31/2022

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 03/30/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/04/2023

Series 7TO - General Securities Representative Examination

BC

Issued 11/14/2022

SIE - Securities Industry Essentials Examination

BC

Issued 02/02/2016

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 02/03/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jose V Mazariegos zuniga.
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