Unclaimed
Jose Sebastian Munoz ruiz is a registered representative with Northwestern Mutual Investment Services, LLC. Jose is licensed in Louisiana and Mississippi. Jose has been in the industry since 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
LA
06/20/2024 - Present
Northwestern Mutual Investment Services, LLC (LAKE CHARLES LA)
LA
11/20/2020 - 01/26/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LAKE CHARLES LA)
BC
Issued 12/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/05/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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