Unclaimed
Jose Sauceda is a registered representative with TIAA-CREF Individual & Institutional Services, LLC, and has been in the financial services industry since 2016. Jose is licensed in 51 states and the District of Columbia and holds Series 6, 7TO, 26 and 63 securities licenses. Jose is available to discuss your financial needs and to help you develop a personalized strategy to achieve your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
03/30/2016 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
BC
Issued 05/20/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/02/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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