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Jose Santos Yanez

SPC

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About Jose Santos Yanez

Jose Santos Yanez is a financial advisor registered with SPC. Jose has been in the industry since 2005. Jose has a Series 6, Series 63, Series 65 and SIE licenses. Jose is currently registered as an Investment Advisor Representative in Michigan and Texas. Jose's experience includes working at VALIC Financial Advisors, Inc. and SIGMA FINANCIAL CORPORATION.

Firm Information

Jose Yanez is currently registered with SPC. SPC is an investment advisory firm based in ANN ARBOR, MI, with 454 licensed agents and 470 investment advisor representatives. They manage approximately $5.56 billion in regulatory assets under management. Their services include financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses. Their client base consists primarily of individuals, high-net-worth individuals, pension and profit-sharing plans, charitable organizations, and corporations. They also offer a wrap fee program.
SPC

300 PARKLAND PLAZA

ANN ARBOR, MI 48103

$5.56B

Assets Under Management

3,486

Total Clients

480

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consultation services

Consultation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Seminar attendance fees

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Jose Yanez’s Registration & Firm History

MI

07/09/2018 - Present

SPC (ANN ARBOR MI)

MI

08/03/2005 - 08/06/2009

VALIC FINANCIAL ADVISORS, INC. (GRAND RAPIDS MI)

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Licenses & Designations

IA

Issued 02/15/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/10/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jose Santos Yanez.
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