Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Salvador Cano is a financial advisor with over 28 years of experience in the industry. Jose is currently registered with UBS Financial Services Inc. and holds multiple licenses including Series 65, Series 63, Series 10, Series 9, Series 8, SIE and Series 7. Jose has previously worked with RBC Capital Markets, LLC, Morgan Stanley and Citigroup Global Markets Inc. Jose is based in San Diego, CA and has provided financial services to a wide range of clients including high net worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
04/06/2015 - Present
UBS Financial Services Inc. (SAN DIEGO CA)
CA
05/09/2014 - 04/30/2015
RBC CAPITAL MARKETS, LLC (SAN DIEGO CA)
CA
06/01/2009 - 05/20/2014
MORGAN STANLEY (SAN DIEGO CA)
CA
10/11/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN DIEGO CA)
CA
10/11/1994 - 12/19/1994
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 12/01/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/20/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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