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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Rico is an investment advisor representative associated with Citigroup Global Markets Inc. Jose has been in the industry for over 7 years. Jose is registered with the state of Nevada as both a Broker-Dealer and an Investment Advisor. Jose has passed the Series 6, Series 7, Series 63, and Series 65 exams. The firm's office is located in Henderson, Nevada. The firm's main office is located in New York, New York. Citigroup Global Markets Inc. is a Registered Investment Advisor (RIA) with over 11,000 clients and more than $50 Billion in assets under management. The firm offers a variety of services including portfolio management for businesses and individuals, financial planning, publication of periodicals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NV
02/14/2024 - Present
Citigroup Global Markets Inc. (Henderson NV)
NV
05/01/2018 - 07/15/2020
WELLS FARGO CLEARING SERVICES, LLC (LAS VEGAS NV)
IA
Issued 02/12/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/16/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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