Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Ricardo Alverde ocampo is an investment professional with over a year of experience in the financial industry. Jose Ricardo Alverde ocampo is currently registered with Smbc Nikko Securities America, Inc. and has a Series 63, Series 79TO, and SIE license. Jose Ricardo Alverde ocampo has been previously registered with Goldman Sachs & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/24/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
03/25/2022 - 04/26/2023
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 04/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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