Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Raul Lopez is a financial advisor currently registered with Morgan Stanley in San Diego, California. Jose has been active in the financial industry since April 2019. In addition to being registered in California, Jose is also registered as an investment advisor representative in Texas. Before joining Morgan Stanley, Jose was employed by WELLS FARGO CLEARING SERVICES, LLC. Jose has a strong track record of providing financial advice and has a variety of designations and certifications. Jose specializes in a number of areas, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
11/02/2022 - Present
Morgan Stanley (San Diego CA)
CA
04/04/2019 - 10/13/2022
WELLS FARGO CLEARING SERVICES, LLC (CHULA VISTA CA)
BOTH
Issued 07/08/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/04/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/29/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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