Unclaimed
Jose Cosio is a financial professional with over 15 years of experience in the industry. Jose is currently registered with Neuberger Berman BD LLC and is located in the New York, NY office. Jose has previously held positions with ALLIANCEBERNSTEIN INVESTMENTS, INC., OLD MUTUAL FINANCIAL NETWORK SECURITIES, INC., WACHOVIA SECURITIES, LLC and MML INVESTORS SERVICES, INC.. Jose has a strong background in the financial services industry and holds several licenses, including Series 6, 7, and 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
04/16/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
03/08/2011 - 06/11/2019
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
MD
05/29/2007 - 01/16/2008
OLD MUTUAL FINANCIAL NETWORK SECURITIES, INC. (BALTIMORE MD)
MO
01/28/2004 - 06/16/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MA
02/11/2003 - 09/03/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 02/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/07/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure Jose Cosio is the right advisor for you? Invested Better is here to help.