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Jose Ramon Cosio

Neuberger Berman BD LLC

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About Jose Ramon Cosio

Jose Cosio is a financial professional with over 15 years of experience in the industry. Jose is currently registered with Neuberger Berman BD LLC and is located in the New York, NY office. Jose has previously held positions with ALLIANCEBERNSTEIN INVESTMENTS, INC., OLD MUTUAL FINANCIAL NETWORK SECURITIES, INC., WACHOVIA SECURITIES, LLC and MML INVESTORS SERVICES, INC.. Jose has a strong background in the financial services industry and holds several licenses, including Series 6, 7, and 63.

Firm Information

Jose Cosio is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

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Jose Cosio’s Registration & Firm History

NY

04/16/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

03/08/2011 - 06/11/2019

ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)

MD

05/29/2007 - 01/16/2008

OLD MUTUAL FINANCIAL NETWORK SECURITIES, INC. (BALTIMORE MD)

MO

01/28/2004 - 06/16/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

MA

02/11/2003 - 09/03/2003

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

BC

Issued 02/14/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/2011

Series 7 - General Securities Representative Examination

BC

Issued 02/07/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jose Ramon Cosio.
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