Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Rafael Reyes has been working in the financial industry since 1995 and is currently registered with Penserra Securities, LLC. Jose Reyes holds the Series 7, 24, 55, 57, 63, and SIE licenses. Jose Reyes is registered in California, Illinois and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/12/2016 - Present
Penserra Securities, LLC (New York NY)
NY
07/18/2014 - 05/09/2016
CAVU SECURITIES LLC (NEW YORK NY)
NY
08/03/2010 - 07/17/2014
KOTA GLOBAL SECURITIES INC. (NEW YORK NY)
NY
02/16/2010 - 05/21/2010
CASTLEOAK SECURITIES, LP (NEW YORK NY)
NY
10/24/2006 - 01/11/2010
UTENDAHL CAPITAL GROUP, LLC (NEW YORK NY)
NY
03/01/1995 - 01/11/2010
UTENDAHL CAPITAL PARTNERS, L.P. (NEW YORK NY)
NY
11/29/1994 - 01/18/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 12/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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