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Jose Rafael Ortiz

Kovack Securities Inc.

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About Jose Rafael Ortiz

Jose Ortiz is a registered representative with Kovack Securities Inc. Jose has been in the securities industry since April 6, 1990. Jose holds a Series 3, Series 7, Series 9, Series 10, and Series 63 license. Jose is currently registered in Puerto Rico and South Dakota. Jose has previously been registered with Securities America, Inc., Oriental Financial Services Corp., OFS Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Jose Ortiz is currently registered with Kovack Securities Inc.. Kovack Securities Inc. is a Corporation formed in 1997 and is approved in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jose Ortiz’s Registration & Firm History

PR

05/16/2017 - Present

Kovack Securities Inc. (San Juan PR)

PR

12/21/2015 - 05/18/2017

SECURITIES AMERICA, INC. (CAROLINA PR)

PR

08/09/2013 - 11/09/2015

ORIENTAL FINANCIAL SERVICES CORP. (SAN JUAN PR)

PR

05/01/2007 - 08/08/2013

OFS SECURITIES, INC. (HATO REY PR)

PR

01/25/1990 - 03/30/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JUAN PR)

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Licenses & Designations

BC

Issued 01/19/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/20/2004

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/13/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/1996

Series 3 - National Commodity Futures Examination

BC

Issued 01/20/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Jose Rafael Ortiz. Review regulatory record here.
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