Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose R Velez is a financial advisor with over 20 years of experience in the industry. Jose is currently registered with Raymond James & Associates, Inc. and has been with the firm since November 2017. Prior to that, Jose was a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated and LPL Financial Corporation. Jose holds the Series 6, 7, 63 and 65 licenses as well as the SIE exam. Jose is also a registered investment advisor in the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/07/2017 - Present
Raymond James & Associates, Inc. (Brownsville TX)
TX
10/16/2009 - 11/02/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MCALLEN TX)
TX
05/27/2008 - 11/09/2009
LPL FINANCIAL CORPORATION (BROWNSVILLE TX)
TX
07/19/2006 - 05/27/2008
IFMG SECURITIES, INC. (BROWNSVILLE TX)
IL
03/09/2005 - 03/08/2006
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
12/20/2003 - 01/14/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 04/06/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2007
Series 7 - General Securities Representative Examination
BC
Issued 12/19/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jose Velez is the right advisor for you? Invested Better is here to help.
