Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose r? Claim Your ProfileJose R. Mendez is a financial advisor with over 20 years of experience in the financial services industry. Jose is registered with J.p. Morgan Securities LLC and has a Series 6, 7, 63, and 66 license. Jose specializes in providing financial planning, portfolio management and investment advisory services to individuals, high-net-worth individuals, businesses, pension plans and charitable organizations. Jose's previous experience includes positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
07/06/2023 - Present
J.p. Morgan Securities LLC (LOS ANGELES CA)
CA
02/03/2020 - 10/06/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SANTA MONICA CA)
CA
03/31/2017 - 02/16/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CULVER CITY CA)
CA
10/01/2012 - 04/12/2017
J.P. MORGAN SECURITIES LLC (PACIFIC PALISADES CA)
CA
06/12/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PACIFIC PALISADES CA)
CA
10/04/2010 - 05/22/2012
CHASE INVESTMENT SERVICES CORP. (SANTA ANA CA)
CA
06/01/2009 - 07/19/2010
MORGAN STANLEY SMITH BARNEY (LOS ANGELES CA)
CA
05/08/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
NY
11/04/1999 - 10/25/2000
TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)
MA
11/09/1998 - 10/21/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
BC
Issued 07/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 04/22/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/16/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/06/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Jose r Mendez is the right advisor for you? Invested Better is here to help.
