Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose R Da Cruz is an investment advisor representative associated with International Assets Investment Management, LLC. Jose has been in the financial industry for 13 years. Jose is registered with the state of Connecticut as an investment advisor representative and has been registered as a broker-dealer representative since 2009. Jose holds the Series 66, Series 7, and the Securities Industry Essentials Exam licenses. Jose is also a Chartered Financial Analyst. Jose has a history of employment with MML Investors Services, LLC, MSI Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
02/22/2018 - Present
International Assets Investment Management, LLC (ORLANDO FL)
CT
03/25/2017 - 03/05/2018
MML INVESTORS SERVICES, LLC (STAMFORD CT)
CT
07/10/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (STAMFORD CT)
CT
12/08/2011 - 07/13/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STAMFORD CT)
NY
09/30/2009 - 12/22/2011
MORGAN STANLEY SMITH BARNEY (MOUNT KISCO NY)
BOTH
Issued 10/16/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/29/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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