Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Acosta is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Jose has been in the securities industry since 2004. Jose has held various positions at different firms, including LaSalle Financial Services, Inc., BCP Securities, LLC, and EFG Capital International. Jose is currently registered with FINRA and the state of Florida. Jose also holds the Series 4, 7, 24, 55, and 66 licenses. Jose's specialties include: securities, mutual funds, variable annuities, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/16/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MIAMI FL)
FL
07/17/2012 - 06/14/2013
SAGEPOINT FINANCIAL, INC. (MIAMI FL)
FL
05/04/2006 - 06/11/2007
LASALLE FINANCIAL SERVICES, INC. (MIAMI FL)
CT
01/05/2005 - 04/24/2006
BCP SECURITIES, LLC (GREENWICH CT)
FL
03/03/1997 - 01/27/2003
EFG CAPITAL INTERNATIONAL (MIAMI FL)
BOTH
Issued 08/31/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/1997
Series 4 - Registered Options Principal Examination
BC
Issued 05/02/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/08/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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