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Jose Moreno delgado

Pruco Securities, LLC

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About Jose Moreno delgado

Jose Moreno delgado is a registered representative with Pruco Securities, LLC. Jose has been in the securities industry for over 10 years. Jose has a Series 7, Series 63, and Series 66. Jose is licensed to sell securities in Florida and Georgia. Previously, Jose was registered with Academy Securities, Inc. and Carolina Capital Markets, Inc.

Firm Information

Jose Moreno delgado is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Jose Moreno delgado’s Registration & Firm History

FL

09/09/2024 - Present

Pruco Securities, LLC (Miami FL)

NY

07/03/2014 - 10/20/2017

ACADEMY SECURITIES, INC. (NEW YORK NY)

NC

08/22/2013 - 07/15/2014

CAROLINA CAPITAL MARKETS, INC. (CHAPEL HILL NC)

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Licenses & Designations

BOTH

Issued 02/25/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/06/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/20/2024

Series 7TO - General Securities Representative Examination

BC

Issued 12/17/2023

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jose Moreno delgado.
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