Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Miguel Abadin is a securities professional with over 35 years of experience in the financial services industry. Jose is currently registered with Glendale Securities, Inc. Jose has held various roles at several firms, including Mundial Financial Group, LLC, Velox Securities, Inc., National Clearing Corp., The Shemano Group, Inc., Access Securities, Inc., VMR Capital Markets US, Murphey, Marseilles, Smith & Nammack, Inc., J.B. Oxford & Company, Olde Discount Corporation, Shearson Lehman Hutton Inc., R. G. Dickinson & Co., Morgan, Olmstead, Kennedy & Gardner, Incorporated and Howard, Weil, Labouisse, Friedrichs Incorporated. Jose holds a Series 3, Series 4, Series 7, Series 8, Series 9, Series 10, Series 24, Series 55, Series 57TO, Series 63, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/24/2006 - Present
Glendale Securities, Inc. (SHERMAN OAKS CA)
NY
01/14/2011 - 06/08/2017
MUNDIAL FINANCIAL GROUP, LLC (NEW YORK NY)
CA
11/16/2016 - 02/10/2017
VELOX SECURITIES, INC. (ANAHEIM CA)
CA
02/18/2004 - 02/28/2006
NATIONAL CLEARING CORP. (SHERMAN OAKS CA)
CA
12/05/2003 - 02/19/2004
THE SHEMANO GROUP, INC. (SAN FRANCISCO CA)
CT
10/31/2002 - 12/16/2003
ACCESS SECURITIES, INC. (STAMFORD CT)
CA
09/05/1997 - 11/12/2002
VMR CAPITAL MARKETS US (BEVERLY HILLS CA)
NY
10/30/1996 - 05/08/1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC. (NEW YORK NY)
CA
07/08/1994 - 06/07/1996
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
MI
09/19/1991 - 07/07/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
06/21/1988 - 11/25/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
10/08/1986 - 06/14/1988
R. G. DICKINSON & CO.
NA
09/25/1985 - 09/16/1986
MORGAN, OLMSTEAD, KENNEDY & GARDNER, INCORPORATED
NA
08/22/1984 - 10/02/1985
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INCORPORATED
BC
Issued 06/07/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/15/1995
Series 4 - Registered Options Principal Examination
BC
Issued 02/15/1994
Series 24 - General Securities Principal Examination
BC
Issued 11/02/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
BC
Issued 06/05/1984
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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