Unclaimed
Jose Mauricio Chavez de la torre is a registered representative with Northwestern Mutual Investment Services, LLC. Jose has been in the industry since January 2022 and holds the Series 63, SIE, and Series 6TO licenses. Jose is registered to conduct business in California, Florida, Georgia, Indiana, New York, Texas, Virginia, and Washington. Jose's primary office is located in Mishawaka, Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IN
01/25/2022 - Present
Northwestern Mutual Investment Services, LLC (MISHAWAKA IN)
BC
Issued 01/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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