Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Maria Carreras is an investment advisor representative associated with Merrill Lynch, Pierce, Fenner & Smith Inc. Jose Maria Carreras has been working in the financial services industry since 2017 and has been registered with the Securities and Exchange Commission (SEC) since 2021. Prior to joining Merrill Lynch, Jose Maria Carreras was employed at Beta Capital Securities LLC. Jose Maria Carreras is licensed to conduct securities business in 26 states and is also registered with the Financial Industry Regulatory Authority (FINRA). Jose Maria Carreras has passed the Series 7TO, SIE, and Uniform Combined State Law Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/25/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MIAMI FL)
FL
02/08/2021 - 07/13/2021
BETA CAPITAL SECURITIES LLC (MIAMI FL)
BOTH
Issued 03/21/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/02/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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