Unclaimed
Jose Manuel Garcia is a licensed securities professional who has been active in the financial services industry since 2016. Currently, Jose Manuel Garcia is registered with PFS Investments Inc. as a registered representative. Jose Manuel Garcia holds the Series 6, SIE, and Series 63 licenses and is registered to conduct business in California and Florida. Prior to joining PFS Investments Inc., Jose Manuel Garcia worked with the same firm in Commerce, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
04/11/2019 - Present
PFS Investments Inc. (SANTA ANA CA)
CA
03/11/2016 - 03/20/2019
PFS INVESTMENTS INC. (COMMERCE CA)
BC
Issued 12/10/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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