Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose M. Figueroa is a financial professional with over 10 years of experience in the industry. Jose is currently registered with Global Atlantic Distributors, LLC and holds the Series 6, Series 99TO, and SIE licenses. Jose has previously worked with MML Distributors, LLC, Hartford Securities Distribution Company, INC., and Hartford Equity Sales Company INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
08/10/2017 - Present
Global Atlantic Distributors, LLC (HARTFORD CT)
CT
02/25/2013 - 02/22/2017
MML DISTRIBUTORS, LLC (ENFIELD CT)
CT
12/21/2012 - 01/23/2013
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (SIMSBURY CT)
CT
08/29/2012 - 11/02/2012
HARTFORD EQUITY SALES COMPANY INC. (SIMSBURY CT)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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