Unclaimed
Jose M. Diaz is a registered representative with Farmers Financial Solutions, LLC, licensed to operate in California. Jose Diaz holds the Series 6 and Series 63 licenses. He has been active in the securities industry since April 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/10/2009 - Present
Farmers Financial Solutions, LLC (OXNARD CA)
BC
Issued 09/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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