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Jose M Borro

Pruco Securities, LLC

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About Jose M Borro

Jose Borro is a financial advisor with Pruco Securities, LLC, a broker-dealer registered with FINRA. Jose has been in the financial services industry since 2012. Jose is registered as a Registered Representative and an Investment Advisor Representative in Florida. Jose's previous employers include RBC Capital Markets, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and VALIC Financial Advisors, Inc. Jose has licenses in Series 6, 7, 66, 22, and 99.

Firm Information

Jose Borro is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Jose Borro’s Registration & Firm History

FL

09/12/2023 - Present

Pruco Securities, LLC (TAMPA FL)

FL

12/01/2022 - 08/09/2023

RBC CAPITAL MARKETS, LLC (PALM BEACH GARDENS FL)

FL

03/13/2015 - 12/05/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WEST PALM BEACH FL)

FL

02/07/2012 - 12/23/2014

VALIC FINANCIAL ADVISORS, INC. (BOCA RATON FL)

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Licenses & Designations

BOTH

Issued 03/04/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Jose M Borro. Review regulatory record here.
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