Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Luis Zepeda is an active advisor with Avantax Advisory Services. Jose has been in the financial services industry since 2010. Jose is a registered representative in Texas. Jose also holds Series 7, 63, 66, and 24 licenses. Jose has worked for several firms, including 1ST GLOBAL CAPITAL CORP. and USAA FINANCIAL ADVISORS, INC., and currently works at Avantax Advisory Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
10/25/2019 - Present
Avantax Advisory Services (IRVING TX)
TX
01/22/2015 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
08/05/2013 - 01/06/2015
USAA FINANCIAL ADVISORS, INC. (ADDISON TX)
TX
10/04/2012 - 07/08/2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
TX
10/17/2011 - 09/07/2012
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
06/07/2010 - 08/25/2011
TD AMERITRADE, INC. (FORT WORTH TX)
BOTH
Issued 11/10/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/11/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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