Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose? Claim Your ProfileJose Luis Rosales is a financial advisor who has been in the industry since 2013. He is currently registered with LPL Financial LLC in YUBA CITY, CA. He is also registered as an Investment Advisor Representative in California. Jose Luis Rosales has experience in various financial institutions, including Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC. He has a diverse range of licenses and qualifications. His specializations include a wide array of financial planning and investment management services. He is committed to providing comprehensive financial advice and guidance to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/02/2021 - Present
LPL Financial LLC (YUBA CITY CA)
CA
06/04/2015 - 04/05/2021
WELLS FARGO CLEARING SERVICES, LLC (BEAUMONT CA)
CA
03/25/2013 - 10/22/2014
J.P. MORGAN SECURITIES LLC (MORENO VALLEY CA)
BOTH
Issued 12/18/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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