linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Jose Luis Rodriguez

Avantax Investment Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jose? Claim Your Profile

About Jose Luis Rodriguez

Jose Luis Rodriguez is a financial advisor with over 20 years of experience in the financial services industry. Jose Luis is currently registered with Avantax Investment Services, Inc. and Cetera Advisors LLC. Jose Luis holds a Series 7 and Series 66 license, as well as the SIE exam.

Firm Information

Jose Rodriguez is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jose Rodriguez’s Registration & Firm History

TX

05/14/2024 - Present

Avantax Investment Services, Inc. (DALLAS TX)

CA

09/08/2015 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)

CA

09/08/2015 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)

CA

09/08/2015 - 11/01/2017

GIRARD SECURITIES, INC. (EL SEGUNDO CA)

CA

09/08/2015 - 12/14/2016

LEGEND EQUITIES CORPORATION (El Segundo CA)

CA

09/08/2015 - 11/09/2016

INVESTORS CAPITAL CORP. (EL SEGUNDO CA)

CA

09/08/2015 - 11/09/2016

VSR FINANCIAL SERVICES, INC. (el segundo CA)

CA

08/03/2004 - 08/08/2007

ING FINANCIAL PARTNERS, INC. (EL SEGUNDO CA)

CA

09/18/2002 - 08/08/2007

MULTI-FINANCIAL SECURITIES CORPORATION (EL SEGUNDO CA)

GA

09/18/2002 - 12/31/2003

IFG NETWORK SECURITIES, INC. (ATLANTA GA)

OH

09/18/2002 - 12/31/2003

VESTAX SECURITIES CORPORATION (HUDSON OH)

Not sure if Jose Luis Rodriguez is right for you?

Licenses & Designations

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 02/04/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jose Luis Rodriguez. Review regulatory record here.
Not sure if Jose Luis Rodriguez is right for you?