Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jose-luis? Claim Your ProfileJose-luis Moreno Aceves is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Jose-luis has been in the securities industry since March 2006. Jose-luis is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Texas. Jose-luis specializes in providing investment advice to individuals and businesses. Jose-luis holds Series 7 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/08/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN JOSE CA)
CA
09/30/2011 - 12/16/2022
WELLS FARGO CLEARING SERVICES, LLC (UNION CITY CA)
CA
11/17/2009 - 10/07/2011
CHASE INVESTMENT SERVICES CORP. (FREMONT CA)
CA
09/29/2006 - 11/12/2009
WELLS FARGO INVESTMENTS, LLC (EL CERRITO CA)
CA
03/13/2006 - 09/20/2006
WELLS FARGO INVESTMENTS, LLC (REDWOOD CITY CA)
BOTH
Issued 03/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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